Trying on the Emperor’s Old New
Clothes: Hayden White and Intellectual Abdication: A Comment
The older,
Rankean historicism was relativistic insofar as it believed that understanding
of a historical phenomenon required that the historian view it “in its own
terms” or “for itself alone”. Here “objectivity” meant getting outside the
historian’s own epoch and culture, viewing the world from its perspective,
and reproducing the way the world appeared to the actors in the drama that he
was recounting. The newer, absolutist branch of historicism – that of Hegel,
Marx, Spengler et alia, those “scientistic” historicists castigated by
Popper – claimed to transcend relativism by the importation of scientific
theories into historical analysis, use of a technical terminology, and
disclosure of the laws that governed the historical process over all times and
places. So, too, the more modern, social-scientifically oriented historians
claimed to transcend relativism by their use of rigorous method and their
avoidance of the “impressionistic” techniques of their more conventional
narrativist counterparts. But if my hypothesis is correct, there can be no
such thing as a nonrelativistic representation of historical reality, inasmuch
as every account of the past is mediated by the language mode in which the
historian casts his original description of the historical field prior to any
analysis, explanation, or interpretation he may offer of it.
-
Hayden
White, Tropics of Discourse: Essays in Cultural Criticism (Baltimore and
London: Johns Hopkins University Press, 1978) pp. 116-117 [added emphasis].
The
portion of this passage which I have italicised amounts to “absolutist
historicism”, since it is the absolutist proclamation of a principle of
relativism. “There can be no such thing”, etc. The phrase following the
“inasmuch” is a non sequitur. It does not follow, in other words, that because
“every account of the past is mediated by the language mode in which the
historian casts his original description…prior to any analysis” etc. that there
can be no such thing as a nonrelativist representation.
It
is problematical and possibly dubious whether one could argue that the Rankean
method is “relativistic” just because it seeks to enter into the thinking of
the past. To seek to grasp how people thought and acted in eras before our own
is a scientific approach towards understanding those eras. If I seek to
re-imagine and re-create medieval thought in the process of writing a medieval
history (a somewhat vital procedure, I would have thought, since differences
between medieval thought and our own are central to any discussion from
our perspective on the Middle Ages) this does not mean that I myself regard
medieval values and ideas as just as good as any others or just as instrumental
in plausibly gaining access to knowledge of reality. I do not use medieval
methods and attitudes to search out medieval attitudes and methods, any
more than did Ranke.
The
passage on Hegel, Marx and Spengler (three writers with very different
attitudes from one another on the nature of history) is loose, to say the
least. White is not averse to flinging a fair bit of his own terminology about
when describing them and their successors: (“absolutist branch of historicism”,
“narrativist counterparts”, “nonrelativist representation of historical
reality,” “language mode”). White is content to follow Popper in the latter’s
weakest propositions without examining any of them critically. Thus Spengler is
considered “scientistic”. Although Spengler certainly drew biological analogies
in his discussion of civilisations and thought civilisations to exhibit the
growth and the decay of vitality of a kind similar to that of organisms, he is
not widely regarded as a writer who introduced scientific method to the
study of history, and these allusions to biology might well be better taken as
tropes in White’s sense. It is perhaps
most appropriate to look upon Decline of the West as a prose epic – that
is, a work with an epic vision - suffused in an eclectic moralism and in poetical-metaphorical
turns of phrase. It can still be read with profit in the sense of being a
visionary work and as a document of the early 20th century in the
aftermath of the German defeat in World War I. But Spengler is inaptly
(ineptly?) chosen by White for a discussion centred on the history
discipline, inapt because Spengler has never held much sway over historians who
denigrated him from the start and have never much altered their views. Spengler
– because he is essentially a poetic visionary and moralist – appealed much
more to poets, novelists and dramatists both in his day and thereafter. (For
example posthumously Spengler was an important influence at one time on William
S. Burroughs in the latter’s implicit and explicit critiques of Western society.) Spengler is a contemporaneous non-fiction
counterpart of Thomas Mann, the novelist of the epic tragedy of European
bourgeois decline. He was never considered by the historical profession taken
as a whole as introducing “scientific method” to the study of history, in the
sense of the careful and objective weighing up of evidence according to
theoretical hypotheses. Any such
“science” as Spengler might have been thought to introduce was always
considered negligible and dubious. So far as I am aware, this view has never
changed. And with regard to the present discussion, it is the impact of
Spengler on the profession which is the moot point.
White
is careful to delineate “historicists” rather than “historians” when naming the
three. Since later in the passage he refers to the “more modern,
social-scientifically oriented historians” in connection with the
earlier three, it is difficult to work out whether White’s passage is on
“historicism” (probably meant as a philosophical approach to history) or on the
practice of actual historians. There is no necessary connection between the
two. Hegel and Spengler in particular have certainly wielded great influence in
their respective times, but it would be stretching things to say that this
influence was much felt on the practice of history in the Anglo-Saxon world, at
any rate. And it was the practice of Ranke (not necessarily the romantic
and nationalist beliefs sustaining it) that was probably more influential than
any other on 19th-century historians taken as a whole. We cannot
surely be discussing Hegel, Spengler and even Marx as historical practitioners
per se, and in terms of their influence on other historians in this light.
White has been criticised elsewhere for citing rather few actual historians in
his writings on history – and those mainly of a 19th-century
positivist school not much in fashion amongst contemporary historians for many
years. Even in this passage he cites “more modern, social-scientifically
oriented historians” without managing to name any.
Of
the three, Spengler might, however, lay the best claim to being an historian
since his thought is far too eclectic for him to be considered “philosophical”
- at any rate to qualify him for membership within the mainstream of philosophy
per se. Hegel was not a historian so much as a philosopher who used his
view of history necessarily to corroborate a dialectical system and in the
process contributed to the philosophy of history as well. I doubt if any reader
- historian or student or layperson - has ever read Hegel’s Philosophy of
History in search of a working historical knowledge of, say, ancient Greece
and Rome, let alone ancient China or India. The writings on history in the work
of Hegel, growing out of his historicist logic of process, describe by concrete
reference the progress of the Absolute Idea which will reach its fruition and
culmination in the greatness of the Prussian state. White in referring to Hegel
as some sort of historian – albeit “historicist” - who contributed to
the common practice of writing history (a highly dubious proposition in itself)
is misleading in the sense of turning his own argument about historians
essentially on examples who are not historians – that is, in the sense of
having carried out any original research in the gathering and interpreting of
historical evidence – something that even Herodotus and Thucydides long ago
attempted or insisted they had attempted in their own way to do, which is precisely
why we consider the two Greeks to have been the joint fathers of history,
as opposed to those who composed heroic epics. Had they not each insisted on
the veracity of their stories because they themselves had sought out evidence
for them, we today would look upon them both as no more than great
storytellers. Thucydides, indeed, considered his predecessor Herodotus
deficient in this matter, and so referred to him as more the “father of lies”
than the “father of history”. So they were both self-described historians -
that is, however suspect or tainted their evidence might have been by modern
standards of evidence gathering and corroboration. Both Hegel and Spengler in
their different ways derive or justify the truth of their respective studies of
history either by a form of philosophical-logical discussion or a semi-poetic,
rhetorical and in Spengler’s case even a passionate, emotive appeal. They do
not, as have historians since long before the time of Ranke, sought to justify
their work principally on grounds of the evidence either
actually or apparently gathered to support it, but principally on the
grounds of their arguments and philosophies, decked out as they are by
historical reference. This would seem to me to be the prima facie case
for a loose but enduring definition of historians in general (that is, in
marking them off from other kinds of writer) – we can then go on to
argue over to what extent historians over the past two thousand years have
actually drawn from evidence or whether a strictly empirical attitude with or
without compelling logical argument on its behalf is the “best” way of - not
simply thinking about history - but writing it. But that is another argument
altogether, and the hauling in of Hegel and of Spengler does
nothing to forward enlightening discussion on this continuing controversy.
Whether or not Marx was a
“historicist” is something to be considered below, but there would certainly be
slim justification for introducing him here pre-eminently as a historian, if
that is the import of White’s passage. It is true that he wrote detailed
accounts of events occurring in France virtually at the time they occurred, or
only shortly after, and in which he was himself involved to some extent in the
political sense, though exiled abroad. The 18th Brumaire and Civil
War in France are as close to strictly “historical” writing as Marx ever
got, and historians have not found them particularly “scientistic” or
theory-laden, as it were, whatever their political bias. Yet even they seem to
be more like in-depth, analytical journalism, such as is practiced by investigative
(and radical!) journalists today – as indeed were his and Engels’ various
pieces for the New York Tribune and other newspapers of the time, on the
American Civil War and other contemporary subjects. Engels did rather more
“distant” historical analysis, with The Peasant War in Germany and other
writings, than did Marx himself.
There
is perpetual confusion as to Marx’s approach to history, something that he did
not much help to dissipate, that is, if he was ever aware that such a confusion
might arise. On the one hand, he seems to put forward a distinct theory of all
history, or so it appears to some readers from the singular and slim evidence
of the 1859 Preface. On the other hand, we see (if we read the book that the
Preface was a preface of) that what Marx was engaged on was a detailed
and intricate study of capital, that which he and Engels considered the
dominant historical force of their time. Because his dialectical approach to
capitalism eschewed ahistorical model-building, that much beloved of the
econometric writers of our time, that is, because it is by definition static
and non-dialectical, Marx places the development of the capital power relation
in society within the context of history and, especially in Capital I, draws
from recent examples within history to corroborate his own findings and
structural analyses. Nor did he have much use for those who simply extrapolated
from “the facts” of outward appearances to adduce either history or theory.
As he wrote on a number of occasions, inspired by a saying of Heraclitus, science
would be unnecessary if outward appearances corresponded to inner processes of
development. To get to the latter one requires “the power of abstraction”,
which is a perfectly sound scientific methodology, pioneered by Galileo, Newton
and Clerk-Maxwell and used in mathematical applications and in countless
computer-enhanced studies long after Marx’s time. Marx was analysing a
synchronic/diachronic historico-structural phenomenon, not a sequence of
events. He certainly believed depth analysis of such a phenomenon would aid us
in understanding the events (“outward appearances”), and that is a proposition
most analysts of any kind, notably of the Stock Market, would be loath to
gainsay. But he did not apply this particular analysis to the whole of
history, and so did not supply an all-encompassing “scientistic” theory of
history. Indeed he expressed contempt for any such “super-historical” theories,
scornfully so in 1877. I suggest that the sketch of history outlined in the 1859
Preface is in fact a coded means of getting round the Prussian censor by a
generalisation of what Marx was essentially concerned with: a transition into, and later out of, the
dominance of the capital relation.
Hayden
White has fallen into the conventional bourgeois view of Marx as having
propounded a “scientistic” view of history taken as a whole. But evidence for
this is not to be found in Marx’s writings. Historical materialism taken as a
whole is as empirical an approach to history in general as any other; more
so to the extent that it removes the study of history from metaphysically
derived comprehensive paradigms, in stating its grounding in the materialism of
man-in-nature. In other words, history, the study of mankind on the earth, is
an aspect of natural history, the history of the earth. Class struggle within
advanced cultures is an indication of the pressure of natural needs on human
beings that are present everywhere and at all times, as materially situated
human “thinking” animals within necessarily exploitative social cultures.
Historical materialists might be described by antagonists with a
plausibility agreeable to their followers as “absolutists” in suggesting that
the alternatives to a materialist historical approach must inevitably
be metaphysically derived; even the one-damned-thing-after-another approach is
metaphysical in insisting that the scheme of things is ultimately worked out at
random: it is itself an abstract proposition. It would be possible to locate
White himself within a disquisition on the metaphysics of an all-pervading
language use.
All
of these are various forms of idealism, and it is historical idealism that is
the adversary of historical materialism. Kolakowski is therefore quite mistaken
in suggesting that historical materialism is perhaps – or probably - no more
than trivially true. One thing is certain: the critics cannot have it both
ways! Only by intellectual contortions can they tack towards a “trivially true”
critique after having realised that historical materialism does not embody a
metaphysic but is anti-metaphysical at its roots, which leaves them with little
to criticise without falling back on the opposite contention that historical
materialism is anyhow only a trivially commonsense means of approaching history.
We fail to grasp Marx’s true import as a thinker when we fail to grasp just how
pervasive metaphysics is, in historical study as elsewhere, no less so in our
own times than previously - in forms it was not once upon a time concerned to
obscure.
All
this forms Marx’s legacy in regard to historical study, but simply to refer to
Marx as a particular type of historian is to miss the point about that legacy.
Marx’s study of capital is the intellectual appropriation and grasp of a
totalising mechanism that transforms concrete history. Capital is the
basis for historical materialism because capital is itself the totality as
every process and transaction (even in terms of relations with nature) becomes,
over time, commodified – intensively so in our own time. Capital accumulation
is the determinist factor, not the Marxist analysis of it. Indeed only such an
analysis can help lead the way out of cAContinuing to be in thrall to this
determinism. The totality is the concrete and dynamic phenomenon, not the
metaphysical construct. In any other sense, “history” is not only a vapid but
also a metaphysical concept. In these terms can historical materialism be
viewed as an empirical approach to history, because it simply has no
pre-conceived metaphysical construction for the whole of it. In studying
history, therefore, we must apply ourselves to the evidence rigorously (as
Engels was constantly beseeching Marxists to do, and which Marxist historians
have more or less always done) and analyse strictly from what we find, viewed
in the light of the most intense intellectual ratiocination. The closest Marx
and Engels got to a theoretical approach to the whole of history was their
characterisation of “the materialist conception of history” as adumbrated in
the unfinished German Ideology and referred to in the 1859 Preface,
though in the latter Marx is careful to describe this as his “guiding thread”
rather than as a theory – what one might call, perhaps, an hypothesis only. But
this early “philosophical” approach was eschewed (though its lessons not
forgotten) by the two in favour of more detailed, empirical work, which they
came to realise was the only alternative to the grand philosophical analysis
that they were in the process of giving up, in their “settling of accounts”
with historico-philosophical accounts in general. This empirical approach
necessarily led Marx to identify phenomena – that is, a specific phenomenon - within
history rather than narrativise the whole of history as such. The “grand
narratives” much berated by postmodernists must be sought elsewhere. Marxists
and others follow the Marxian legacy best in their pursuit of history by
identifying dialectical-historical concrete, totalising phenomena rather than
by mapping out a whole “materialist metaphysic” of history, as is the tendency
of the epigones. Popular expositions of
historical materialism are prone to this tendency.
We
then come to the “more modern, social-scientifically oriented historians”,
unnamed. These “claimed to transcend relativism by their use of rigorous method
and their avoidance of the ‘impressionistic’ techniques of their more
conventional narrativist counterparts”.
But if White’s hypothesis is correct, this highly varied assortment of
historians cannot surmount relativism because they are – in effect – imprisoned
in the very language they use from doing so, a language use that pre-dates “any
analysis, explanation or interpretation” that may be offered.
White seems to think that “language”
is all that these historians use. Economic historians, of course, have recourse
to statistics also, which they derive from all manner of sources and stack up
in all kinds of ways, by means of graphs, charts, pies and so on. They also
have recourse to econometric models that are expressed in the language of algebra.
And certain texts will rely quite a lot on illustrative material taken from
(say) old books, drawings and sketches, not to speak of photographs, as well as
film and audio sources. Not to speak of historians who have drawn upon
archaeological artefacts. Certain historians do rely on a “language mode” but
it may not be their own: that is, if it is verbally derived from interviews
utilised in oral history. If historians
were mere grand essayists (in the 18th-century manner, perhaps) none
of this non-literary material would be considered as anything other than
extraneous to history, but the merest glance into any advanced textbook will
show that it is intrinsic, not extraneous.
It is true that certain historians
have a narrative flair and an eye for the drama of their subject matter. But
for every one of these there is at least another whose history is of what one
might call the driest, an accumulation of detailed evidence in vast profusion:
the kind of historical text one tends to “consult” rather than read
cover-to-cover with anything like avidity. I would like to see what White makes
of detailed descriptions of early modern land tenure in southern England, for
example, or an econometric analysis of the Great Depression. It is quite
possible that a “language mode” of some kind is getting in the way, but in this
instance not of the expression of historical evidence but of any ordinary
reader’s enjoyment and assimilation of it. There is the type of economic
historical writing that is tortuous because the writer would vastly prefer to
present his material in elegant and clear equations rather than in prose: prose
as the conveyor of quantifying statistical analysis can in some hands become
clumsy, interminable and in some instances self-contradictory: one can almost
sense the writer following the figures as he writes – and the result, in prose,
is scarcely coherent. Far from the language mode being in control of the
process, it is quite clear in these instances that the grip of the language
mode is slipping. Yes, there are very great problems with language in
historical presentation, but they are to do with the delivery of insights and
evidence to make meaningful sentences. But to equate the meaningful with the
poetic, the subjective and the relativist is to consign meaning and the need
for it to the fictitious altogether. What is proposed equates to a closed
circle (or negative feedback) of our own voices rebounding on ourselves.
If
White had looked into his Popper further, he might have discovered the theory
of unfalsifiability, which tells us that a theory lies within science if it can
be falsified. If it cannot be falsified, then although it may be an interesting
theory, it is not science. Which means that it is either a matter of belief, or
of taste, or of speculative interest but with little foundation in material
reality. The postmodernist disquisition on “the language mode” in White’s
terminology, or “the linguistic turn” in Rorty’s is unfalsifiable. There is no
means by which any of White’s contentions may be disproven or falsified. Not
even this entire article can do the trick, because it can always be argued that
I am in thrall to “the language mode” in which I have phrased my arguments. I
can appear to refute things, and I can even claim the whole postmodernist
stance is based on a deeply rooted logical contradiction; this does not matter
because all I am doing is spouting rhetoric with appropriate tropes. This
leaves the postmodernists immune, themselves, to the charge of spouting
rhetoric because – they could easily claim – “rhetoric” is all there is anyhow.
This is the Sophist outlook that so concerned Socrates/Plato to refute, but
like them it partakes of the selfsame idealism. That is because it seeks to
dress up the evident Sophistry of “everything is words” in the fancy clothes of
a philosophical relativism. But, as already intimated, if relativism is the
ultimate absolute, we have reached the final contradiction in the whole
contention. I shall put Lukacs forward to cast this in the historical
dimension, that is, of the intertwining of the thought process at work with
that of concrete history of bourgeois development:
In other words,
intellectual genesis must be identical in principle with historical genesis. We
have followed the course of the history of ideas which, as bourgeois thought
has developed, has tended more and more to wrench these two principles apart.
We were able to show that as a result of this duality in method, reality
disintegrates into a multitude of irrational facts and over these a network of
purely formal ‘laws’ emptied of content is then cast. And by devising an
‘epistemology’ that can go beyond the abstract form of the immediately given
world (and its conceivability) the structure is made permanent and acquires a
justification – not inconsistently – as being the necessary ‘precondition of
the possibility’ of this world view. But unable to turn this ‘critical’
movement in the direction of a true creation of the object – in this case of
the thinking subject – and indeed by taking the very opposite direction, this
‘critical’ attempt to bring the analysis of reality to its logical conclusion
ends by returning to the same immediacy that faces the ordinary man of
bourgeois society in his everyday life. It has been conceptualised, but only
immediately. [1]
Lukacs’
description of bourgeois thought processes as entering a degeneration because
of the historical situation of the bourgeoisie is perfectly captured by postmodernism,
if we characterise it, in the manner of Fredric Jameson, as an expression of
“late capitalism”. The system has nowhere to go but towards its own enfolding
in social and planetary catastrophe. The intellectual cupboard is bare, yet
intellectuals feast on a future like everybody else. It becomes increasingly impossible – as the
intellectuals are the first to spot (Lukacs got there in 1923) - to link up the
creation to the creative subject since the latter’s embodiment in the bourgeois
ascendancy leads to no future that is anything other than spiralling downwards
in all manner of ways. Businessmen may still reap opportunities from this even
at such a late hour, but for intellectuals there is not much to grasp hold of.
One must give credit to those who, like Hayden White, have made the best of the
situation intellectually speaking (and may well have derived affluent careers
from the process) but the fact that White has been given such credence as he
has received throughout the academic world, and considering that I am moved to
make such refutation as I have just delivered, whatever its merit or lack of, suggests
that the rot has well and truly set in.
[1] Georg
Lukacs, History and Class Consciousness. Studies in Marxist Dialectics [1923]
transl. Rodney Livingstone (London: Merlin Press, 1971) 155. Emphasis in the
original.
The Biter
Bit
In this the closing article in these
sections, it seems fitting – for reasons I shall make clear - that I should be critically
examined after having picked quarrels elsewhere, whether by others or at least
initially by myself.
The preceding essays have been written
over a few years, up to the present. With one exception they were never published
as it was always my intention to publish them together if I could, but the blog
will serve just as well and might even bring in more readers than print would.
I have added new ones for that purpose. Over the period I have evolved views
with which I have become more or less satisfied, which is always a dangerous
condition to be in.
For example, in ‘What Is Total
Revolt?’ I appeared to assert that Marx believed a working-class revolution was
imminent. This assertion is only half-true, despite (or perhaps is belied by) the
fact that Marx and Engels remained active revolutionaries all their adult
lives. [1]
In 1847 they viewed European revolution as imminent and they were correct, for
in the following year revolutions broke out, and especially in France the
proletariat was at the forefront of the struggle. However the revolutions lost
out or lost their way one way or another; gradually in country after country the
old regimes returned to power or new authoritarian ones came to power. Marx –
ending up in what turned out to be permanent political exile in England – had
by 1850 to revaluate the possibility of imminent
revolution, and this sober view was confirmed by the ebbing of the
revolutionary tide everywhere in the subsequent decade, though the Paris
Commune of 1871, on which Marx is perhaps its most perspicacious commentator,
certainly provided some grounds for not consigning the dictatorship of the proletariat
motif to total fantasy even if the Commune itself was not a purely proletarian
uprising. Compounding my error, I then wrote: “Though an admirable predictor in
many respects, Marx was entirely wrong; not just a little wrong but entirely wrong.
The whole richness of
subsequent Marxist apologetics, historiography, interpretation and exegesis
rests on this one, big towering mistake and delusion – which looks more like an
absurdity to the total rebel the closer he examines it: as if working classes could
ever rise up to destroy and expropriate, when unemployment and bad
times lead to worker subjugation and impotence, whilst full employment and good times
lead to workers striking only for better wages to climb on the gravy train
along with everybody else. This is not to gainsay a fundamental proposition
that different classes exist, exist mainly in conflict, and that for various
reasons one class may well supersede another in time – not in itself an
exclusively “Marxist” view, as Marx himself was the first to point out.
I did not
made it sufficiently clear that I am in fact characterising a view of the
Marxian project as might be put forward by the hypothetical “total rebel” who
is the subject of that essay, but that does not absolve me because in a sense
it is I who am hiding behind it. In the next paragraph I backtrack:
Of course as a Marxist I
regard this argument critiquing Marx as requiring unpicking (for example I
would urge closer scrutiny into Marx’s theoretical justifications for
capitalism as an intrinsically self-destructing phenomenon-totality with all
that this implies for social revolutionary fallout as being inevitable) and I’d
want to add that the jury is still out on proletarian revolution as such: but I
do not necessarily help a theory simply by postponing its culmination in
reality to some indefinite time in the future. The same postponement, as I
said, became the fate of Christian eschatology. And if one says that only
conscious revolutionary praxis will bring on the revolution, this leads to a
delusive voluntarism if such praxis
does not become embraced by the majority of the working class. I say that is still possible – that is, on a global scale and in relation to the
exigencies and crises of capitalism. It is still possible; but then, anything
is possible. But this is, of course, to take a passive observer’s view rather
than that of the potential or actual participant and fomenter with urgent needs
and perceptions to match. [2]
Taken
together, this is not exactly an incisive performance, though good in parts. Apart
from failings in authorship, it may reflect an ambivalence of perspective that
has roots in my petty bourgeois antecedents, but I am sure you’d want my
biography kept out of this. Rather than cut the passage out I have left it in
as an example of the kind of wandering focus and fuzzy reasoning of which I
have accused some of my ambushed victims. As Joe E Brown said, nobody’s perfect,
though critics like me might have reason to seek less refuge in that excuse
than those who do not take it upon themselves to criticise others.
Throughout this website I have stressed the
centrality in historical materialism of science as the human praxis of mastery
within the dialectical totality of the subject-object of humankind’s relations
with nature, which extends both to an instrumental grasp of nature herself
within the dialectic and to a scientific socialism engaged in the praxis of
mastery over class struggle, itself a further development in the relations
between humanity and nature since class struggle is fought out on the basis of
human material or “natural” needs and the denial of the satisfaction of those
needs to the many, fought against on the basis of demanding recompense,
fairness or justice, and in some instances liberty and self determination.
Coercive
class-bound society (which is what ”coercive” society is), itself representing
a material advance over hunter-gathering if with drawbacks, is thus the later stage in the sustaining
of survival and the achievement of the fulfilment of expanding need within the
subject-object, man-nature dialectic. Later still, this struggle enters an ecological
phase or dimension as coercive capitalism asserts its dominance at the expense
of the future of all life on the planet. Scientific socialism has to respond by
relating the class struggle, the struggle of class against class within systems
of modes of production which are necessarily exploitative, to the widening of
this struggle into one for human survival together with the planetary life out
of which humankind evolved. Saving the earth has necessarily to be carried out
through democratic socialism because, left to the devices of a class-bound
society and with the intensification of the ecological crisis, the dominant
class will endeavour to save itself and its support systems first and the rest
of the world – and the masses – a distant second, if at all. This will amount eventually to ecological
catastrophe of the planet anyhow by a particular route, not the saving of it.
However, the passages I have just
quoted from the “Revolt” essay exemplify an inconsistency on my part in the maintaining
of this overall argument, and this was brought home to me by my reading of
Bahman Azad’s article ‘The Scientific Basis of the Concept of the Vanguard Party
of the Proletariat’. [3]
This in turn led me back to Lenin’s What
Is to be Done? (1902). [4]
I cannot and should not summarize the
whole of Azad’s valuable (and for me corrective) article here, but it is
important that I draw from it the salient arguments relevant to the points I have
made and wish to make, starting (as the King of Hearts would have advised) from
the beginning of the piece:
The scientific character
of Marx and Engels’s materialist conception of history was based on their
premise that a dialectical correspondence exists between the material processes
of nature and the process of the historical development of human society. In
other words, the epistemological foundation of historical materialism – that
is, its claim to the scientific character of its concepts – is based on the
argument that both nature and history obey the same dialectical laws of motion
and change, and that they can be apprehended by the human mind.
Incidentally,
this states in some ways rather better what I was attempting to formulate about
the dialectical materialist conception of history in my polemic ‘Paul Mason and
Armageddon’, above. Provided one recognises that “laws” is a metaphor for
self-generating processes whose nature and interrelations we come to understand
as necessary and recurrent, not edicts handed down by a higher Power of some
sort. I was defending materialist dialectics against wave-theory on this basis.
But to return to Azad’s train of thought:
In
respect of Engels’ Dialectics of Nature, Azad
re-states the fundamental proposition of historical materialism or scientific
socialism as that “the laws of dialectics are immanent in all objective
reality, including natural, social and cognitive processes.” [5]
Azad goes on to summarize the
historical fate of this concept within the Marxist movement. (Indeed, what
happens in politics when a metaphor lunges out of control.) During the period of the Second International
(1889-1914), the “dialectics of nature” concept was appropriated by such as
Kautsky, Hilferding and Bernstein to suggest that if the coming of social
revolution was embedded in a “natural” law (like, say, the Second Law of
Thermodynamics) then it was inevitable, and if it was inevitable then no
special effort on the part of the workers’ movement was required to bring it
on. [6]
This lapse in the effective abandonment of the – concrete as opposed to
idealist - dialectic as stated by Marx and Engels (and re-stated by Lenin after
them) left the Marxist party free to pursue everyday reformist political goals
in the full if false confidence that the revolution would arrive with the
inevitability of the annual flooding of the Nile or the onset of the monsoon
season in India. The dominant reformism within German Marxism received a fatal
body-blow with the mass renunciation of international socialism in August 1914
when the mainstream socialist parties lined up behind the various bourgeois governments
of rival great powers and the masses under them went off to kill each other in opposing
national armies in the grossest and most tragic human slaughter seen to that
time in the history of modern warfare.
With the revival of revolutionary Marxist-socialist
fortunes in the victory of the October Revolution and in the central European
revolutionary atmosphere after the ending of the World War, the now-discredited
reformism of Kautsky and company was blamed not on the selfsame epigones but on
Engels’ formulations (as found in Anti-Duhring
– Dialectics of Nature was not published until the 1920s). There came about
a “back to Hegel” movement in Western Marxism to revive Marxian dialectics but
in a form closer to that of Hegel than to the materialist dialectic of Marx and
Engels. Azad: “the Hegelian Marxists considered the very notion of dialectics
of nature as the source of all determinism and reformism of the leaders of the
Second International”. Three important theorists in this regard were Lukacs,
Gramsci and Korsch, and the seminal work of the period was Lukacs’ History and Class Consciousness of 1923.
For Lukacs, a deep student of Hegel both before and after his espousal of
revolutionary Marxism, the proletariat became both the subject and object of
history, the “totality” that was historically determined in a manner remarkably
close to the progressive advance of Hegel’s Absolute Mind. It was Lukacs who
stated “that the dialectical method must be limited to the realm of history and
society” and that Engels had been mistaken in extending it to apply also to
nature. [7]
As Azad summarises the argument:
[T]he proletariat, as the
total subject-object of history, became the one element that unified science
with history. A scientific understanding of reality could only be possible
through the identity of the subject and object in the being of the
proletariat…The scientific character of Marxism [according to Hegelian Marxism]
is not based on the development of theories through the utilization of its
scientific method, but on the consciousness of the proletariat as the
historical subject…This is true not only for Lukacs, but also for Gramsci. [8]
According
to Gramsci, “The measure of [Marxism’s] scientific character is not its
‘method’, but its appeal to the revolutionary classes. The more it is able to
mobilize the masses behind it, the more an ideology is proven to be
‘objective.’ …[9]
In this manner, Gramsci’s denial of the existence of any reality beyond the
immediate needs and activities of the proletariat leaves him with no choice but
to ground the objectivity of science upon a historical teleology. The
objectively real thus becomes a historical goal for the subject to be attained
only in communist society.” [10]
Thus:
[S]cience, which Marx
considered to be a product of the mutual interaction between human beings and
nature through productive labor, was transformed into the ideology of various
classes in struggle. Such a move, of course, was not simply a rejection of
interpretations of Marx by Engels and Lenin, but of Marx’s own dialectical
concepts as well – a rejection that is not without its own contradictions. [11]
Gramsci
and Lukacs have departed considerably from Marx, Gramsci if anything even more
than Lukacs:
By identifying
“objectivity” with “unanimity”, Gramsci is in effect saying that science is
only possible under communism. But he is unable to demonstrate how the
proletariat…is capable of developing any socialist consciousness…under the
contradictory capitalist relations of production. In other words, he is unable
to account for Marxism itself. The best he can do is to attribute the communist
consciousness of the vanguard to its being “ahead of its time”.
Thus with Gramsci the proletariat is trapped in a vicious
circle. It cannot achieve objectivity until it is unified through the
establishment of communism, and it cannot establish communism unless it objectively fights for it through its political class struggle. …This of
course, is contrary to Marx’s conception of science. For Marx, the objectivity
of science is based both on the separation and the dialectical unity of subject
and object. In fact, the very possibility of science is based on this
separation. According to him, “all science would be superfluous if the outward
appearance and the essence of things directly coincided.” [12]
By having
made the proletariat the simultaneous subject and object of history and
society, Lukacs – and by implication Gramsci – have ignored the Marxian
understanding of the proletariat as being the underclass thrown up by
capitalism: an aspect, indeed, of
capitalism as that which contributes its surplus value. The very trade union
movement which exists to defend workers from the most excessive exploitation is
in effect an adjusting mechanism for the smoother running of capitalism
especially in periods of high profits which could be shared out, not a
trajectory for overthrowing the system. [13]
The proletariat left to its own devices is in a disadvantaged position to
entirely comprehend the whole mechanism of exploitation (that is, to grasp such
exploitation as a universal system of
production relations geared to profit rather than use – galvanized, dialectically,
by its internally competitive anarchy – a system of social control and
capitalist profit: the lineaments of which
the ruling class, directly engaged in internal competition, social
control, forward planning and accumulation, has a keener awareness) or to forge
all the political tools needed to overturn it, that is, without making crucial
class alliances. The underclass of capitalist societies on its own is by no
means the supreme subject-object of history. Indeed the point of socialist revolution is to overthrow all classes, which includes the supersession of proletarianisation
itself (after a period of “dictatorship of the proletariat”, which is really a
phase in its dismantling). Historically, we might note that one major reason
for the decline of Chartism, the first mass working-class political movement in
Western history, lay in the failure of the leadership of the movement to forge
vital links with political elements in the disaffected lower and middle middle
classes. As Chartism spurned such co-operation in the name of class solidarity,
it isolated itself from the spectrum of radical politics in Britain at the
time, despite the fact that middle-class participation was and had to be a key
factor in revolutionary developments throughout Europe in the 1840s, and would
always have to be so. Middle classes feel the pinch in their own way. Intellectuals
either in the middle class or attaining middle-class status are generally if by
no means the only ones able with some degree of learning and some leisure at their disposal to combat
the “ruling ideas” of the ruling class by means of analysis, deconstructing,
and the posing of alternatives. As Lenin points out, Marx, Engels and other thinkers
who gave scientific socialism to the world were themselves mainly middle-class
in origin (as indeed was Lenin himself).
Nor should we neglect the role funding from monies accessible only to
middle-class elements has to play in researching the critiques; Marx was
subsidised for much of his life by the cotton profits from Engels’ family firm
in Manchester.
A socialist supersession of capitalism
differs in scope and kind from the supersession by one previous mode of
production of another, as in the supersession of feudalism by capitalism, in
that, on a mass basis, a deliberate and consciously-wrought overthrow is
necessary if the socialist supersession is to “take”. This is because socialism
from the start is about more than a new form of production relations: it
involves a revaluation of “value” itself as well as deliberately worked-out and
implemented democratic political forms or it could revert to tyranny: and there
is an impact of all this on the creation of a richer and more fulfilled life
for all. [14]
Industrial capitalism emerged piecemeal as a new economic system as much by
continual and innumerable “non-political” transactions as by political fiat and
upheaval: in fact there was something of a time lag whether in England, France,
Germany or Russia between the establishment of the “accomplished fact” of economic
capitalism and its political installation (a rather brief installation in
Russia unless one accepts the “state capitalist” thesis as one accurately
describing Russia under seventy years of Bolshevism).
As
Lenin makes clear in What Is to be Done?
(Kiernan:) “To nurture the ideal of the
possibility of a ‘spontaneous’ socialist
consciousness among the proletariat is tantamount to advocating the existence
of an unmediated and direct
relationship between the thinking and
being of the working class. This, of
course, is against the principles of materialist dialectics.” [15]
What steps into the breech is the vanguard party. Gramsci points also to the
vanguard party, but as being “ahead of its time”. But it is no such thing. It must be a part of the times itself or it
has no active role. The vanguard party propagandises, agitates, educates and
learns, just as a teacher learns (or ought to learn) from his or her students.
The role of the vanguard party is not unlike that of the teacher, not in a
hierarchical or classroom-power sense but in the sense that the art of teaching
consists in listening as much as talking and learning as much as teaching.
Education, like revolutionary politics, is a two-way reciprocation, not (in
good and meaningful education) instruction by rote and by regimentation.
Students are there to learn something from the teacher, otherwise the teaching
would not be worth the cost of the tuition. But the teacher has to learn from
the students both to improve teaching methods and to be open to criticism and to
fresh and novel insights into the subject from the students that years of
immersion in the academic authorities will otherwise isolate the teacher from. That
students lack extensive knowledge of the subject does not mean they are stupid
or intellectually inert, and indeed some innocence in regard to “extensive
knowledge of the subject” is a medium for tackling that subject in an original and,
hopefully, increasingly informed way. But these virtues are not to be
overstated or else learning in order to do better in future is devalued. Students,
like workers, are (in education) the subordinate group ideologically speaking. In
education, also, there is a point at which the subject-matter being taught
optimally ceases to be external to the student (something that has to be
swotted up) and becomes internalised (the student is at some point inspired to
grasp the very core or kernel of the whole subject, and to take it into himself
or herself and turn it into a personal instrument rather than its remaining an
outside authority).
Since there can be no
question of an independent ideology being worked out by the working masses in
the very process of their movement…then the only
question is this: the bourgeois ideology or the Socialist ideology. There is
nothing in between (for humanity has not worked out any “third” ideology and,
in general, in a society torn by class contradictions, there can never be an
ideology that is outside or above classes). Hence, any belittling of the Socialist ideology, any withdrawing from it, means by the same token the strengthening
of the bourgeois ideology. They talk of spontaneity, but the spontaneous development of the labour
movement leads precisely to its subordination to the bourgeois ideology…because
a spontaneous labour movement is trade unionism…and trade unionism means
precisely ideological enslavement of the workers by the bourgeoisie. [16]
The true
meaning of “praxis” is theory and practice, but theory by definition is not spontaneously
generated: to be theory in proper relation
to practice it has to be consciously,
sometimes painfully, worked out. The spontaneous eruptions of masses are very
much the phenomena of much theoretical understanding but are not in themselves
theoretically derived. Legitimate theory, as I comprehend it, is as a guide to
practice, just as practice is the engine and purpose of theory. And it widens
the scope of the practice as the totality
of the oppression is grasped by minds.
I have already written of the
explosive academic production in recent times of “theory” (with suitably scary
quotation marks) that by its existence vitiates practice because it has become
a substitute for it, in the form of
“interdisciplinary” postmodernism. “Theory” of this sort has come to the rescue
of degenerating social sciences by substituting itself for anything in them
that might have been called “practice”. It has moved in on literary criticism
by way of substituting itself for the practice of appreciating, studying and
evaluating literature. It has attempted to move in on drama by substituting
“performance theory” for drama practice and aesthetic-dramaturgical
understanding and interpretation. It attempts to undermine the basis for historiographical
debate on issues in history by substituting “critical theory of history” (sometimes
called “reflective history”) for the practices of history. In this sense
postmodernists are not unlike the political commissars of Stalin who operated
alongside the officers and field commanders of the Red Army in World War Two,
in a parallel hierarchy contributing nothing to military effort or strategy but
imposing the “party line” at all levels of command and weeding out suspected
deviationists regardless of circumstances, advances, retreats and so on – even
regardless of the survival of Russia herself against Nazi Germany – a travesty
of the concept of vanguard party as enunciated dialectically by Lenin. [17]
Speaking of which, critics will
suggest that my description of postmodernism applies equally to Marxism in its
subsumption of all disciplines and categories to Marxist or historical
materialist dialectics. This will be true if the “Marxism” concerned is nothing
more than the dogmatic application of shibboleths. But the very nature and
derivation of materialist dialectics is in fact rooted in the prioritisation of
empirical study: the subjects tackled by Marxists must be recognisable as the
subjects they were before the Marxists got hold of them. Moreover, Marxism has
no need or wish to substitute itself for scientific and cultural study since
its agenda lies in the creation of a socialism in which science and culture
will be given free rein without the shackles of dependence, with ideological
implications, upon the largesse of capitalist markets, institutions and
governments. The interdisciplinary movement towards a science of man will be
accomplished on the basis of a transformation of alienated into socialist
society, not on the basis of the imposition of postmodernist persiflage within
existing alienated society.
If nothing else, Azad has helped me to
understand why Gramsci in particular is postmodernism’s favourite Marxist, with
his substitution of class triumph for the theoretical aspect of praxis and for
the comprehending of scientific truth. Leave out the revolutionary politics of Gramsci
and one has in essence an intellectual relativism that even the late Richard
Rorty would admire. “Truth is whatever the masses by their triumph in action embody”
can easily be turned into “truth is whatever we think it is” and, finally, “by
that token, there can be no objective truth as such.” Except such “truth” as is laid down by the
Party representing the masses. Azad doesn’t say this, but Gramsci has presaged
the practice of Stalinism within the Communist
Parties from the late 1920s onwards. The Stalin-enforced fraudulent 1930s
biology known as Lysenkoism, for example, exemplifies upholding “the truth as
what we – or the Great Leader – think it is”. Gramsci theoretically is where
Stalinism and postmodernism come to join together.
Apart from Lukacs, Gramsci and Korsch,
there have been other formidable expositors of the view that dialectics is
relevant only to human social practice and not to nature. [18]
The classic exposition of this view is Alfred Schmidt’s The Concept of Nature in Marx (London, 1971), in which, for
example, we find the following passage:
Before the existence of
human societies, nature could only achieve polarities and oppositions of
moments external to each other; at best interactions, but not dialectical
contradictions. (60)
But what aspects
of nature are to be considered outside the dialectical laws as characterised by
Engels and both cited and approved by Marx himself? As the geneticist Richard
Lewontin points out: “The first rule of the real relation between organisms and
environment is that environments do not exist in the absence of organisms but
are constructed by them out of bits and pieces of the external world. The
second rule is that the environment of organisms is constantly being remade
during the life of those living beings.” [19]
Unless “organism” and “environment” are posed as dialectical oppositions inherently
contradicting yet dynamically related to one another, our understanding of
their real, concrete interaction will be severely vitiated. The objections I
have to the Schmidt passage (and book) are (a) “priorities and oppositions” is
a mealy-mouthed way of getting round dialectical opposition: for example that
of organism-environment necessarily opposed yet also of one another, and (b
that nowhere does it indicate how the “before” in that passage turned into the “after”,
as nature and society thus became integral to one another on this planet. There
is no account for just how human society as we know it evolved out of the
natural history of the world. Schmidt places the two side-by-side in some sort
of metaphysical conjunction within the compass of the present day, and by
implication fails to account for how (and when,
exactly), the one became
“different” from the other in the first instance. One way of accounting for
this is to say that God made it so. Perhaps we should return to the Book of
Genesis for our understanding of human social origins. At least then the
metaphysical basis for the assertion of fundamental difference would have at
least a basis in compelling myth.
* * *
Apart from the criticism I have made
of myself in this article, there is no doubt much else that can be criticised
in the contents of these essays, but I daresay I am not large-minded enough to
tackle all of it in a suitably self-recriminating spirit. Posing an enquiry
through a series of separate approaches, onslaughts or “raids” positively
invites inconsistency, uneven quality not to say repetition. A better, perhaps
more disciplined mind would have kept all that under stricter control. To such
charges I have only two defences: what might seem to be inconsistency may point
to the many dimensions of an overall subject that a single-topic article may
not necessarily be able to characterise, and, second, that one must use such talents,
tools and opportunities as one has, for better or worse. The object has been to
explicate, defend and promote Marxian socialism, and the success or failure of
my work will depend upon the reader’s estimate of how effectively – and
usefully – that object has been achieved here.
Meanwhile, “I’d no more think of
offering my ideas as immortal truth than I’d think of publishing X-ray
photographs of my bones, as eternal.”[20]
[1]
For just how active, see August H
Nimtz Jr., Marx and Engels: Their
Contribution to Democratic Breakthrough (Albany , 2000).
[2] See
above: “What Is Total Revolt?”
[3] Nature, Society, and Thought vol. 18 no
4 (2005)
[5] Azad op.
cit. 503
[6] In fact,
the “inevitability” of socialism was a theme common to both Marxist and
bourgeois writers in the era under discussion. For example it was a cornerstone
of the middle-class so-called “lyric socialism” that reached some popularity
and electoral success in the United States prior to World War I. There was
nothing specifically Marxist in holding such a view since it was easy enough to
push socialism “back to the future”: safely ensconced in the world of
“tomorrow” - out of sight, out of mind.
[7] Ibid.
509
[8] Ibid.
513
[9] This
strikes me as a kind of updated Utilitarianism (“the greatest good for the
greatest number”). Have I spotted Jeremy Bentham lurking somewhere in Gramsci’s
thought? (Gramsci unaware of this, that is.)
[10] Ibid.
514-515
[11] Ibid.
517
[12] Ibid.
518-519
[13] And
when it suits the capitalist class, especially when a decline in profit is
experienced, the trade union movement is sidelined, impoverished and proscribed
from organising or wider industrial picketing. This is not to deny that it has
a crucial if unofficial role as an umbrella for those who do seek to raise
working-class consciousness in a revolutionary manner at the workplace, while
strikes, both official and unofficial, do give the working class experience in
finding itself visibly up against the full panoply of capitalist and state
power. But what the movement takes away from this experience of a lasting kind
in consciousness is problematical if there is no vanguard party to help draw
together the threads of what lie behind the strike and the reasons for it for
working people to perceive for themselves and to act upon.
[14] “Art
after all had a share in inventing the idea of socialism, and it wants to have
a share of its own now in moulding socialist society.” V.G. Kiernan, “Art and
the Necessity of History”, Socialist
Register 1965 (London ,
1964) 234.
[15] Ibid.
524
[16] Lenin,
op. cit. 89-90
[17] At the
point of the deepest military crisis for Russia Stalin had to call off the
commissars to allow the military generals their head; when, later, victory was
in sight Stalin re-instated the commissars.
[18] Pace the views of Harvard geneticist
Richard Lewontin and some other scientists; see for example his and Richard
Levins’ The Dialectical Biologist (London , 1985).
[20] Charles
Fort, The Books of Charles Fort (Wild
Talents) New York, 1959, 942.
* * * *
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